BKM207000 | Bank compensation restriction: definition of banking company: contents

Contents16 entries

1. BKM207100Bank compensation restriction: definition of banking company: introduction
2. BKM207200Bank compensation restriction: definition of banking company: the conditions
3. BKM207300Bank compensation restriction: definition of banking company: financial sector condition
4. BKM207350Bank compensation restriction: definition of banking company: deposit taker condition
5. BKM207400Bank compensation restriction: definition of banking company: the investment banking condition
6. BKM207450Definition of banking company: an FCA investment firm that meets the conditions in CTA09/S133H(1B)
7. BKM207500Bank compensation restriction: definition of banking company: excluded company
8. BKM207550Bank compensation restriction: definition of banking company: excluded companies - insurance
9. BKM207600Bank compensation restriction: definition of banking company: excluded companies: asset management including pension schemes and investment trusts
10. BKM207650Bank compensation restriction: definition of banking company: excluded companies - asset management activities
11. BKM207700Bank compensation restriction: definition of banking company: excluded companies - commodities and emission allowance dealer
12. BKM207750Bank compensation restriction: definition of banking company: excluded companies – spread betting
13. BKM207775Bank compensation restriction: definition of banking company: excluded companies - other companies
14. BKM207800Bank compensation restriction: definition of banking company: excluded companies - companies carrying on a second line of business
15. BKM207900Bank compensation restriction: definition of banking company: excluded companies - definition of a group for purpose of the excluded companies test
16. BKM207850Bank compensation restriction: definition of banking company: excluded companies - companies carrying on a second line of business - example