CH28970 | Data gathering: Relevant data-holders and relevant data: Dealing etc in securities: Relevant data

The relevant data for a data-holder who deals in securities, see CH28960, is

• information and documents relating to securities transactions in respect of which that person is a relevant data-holder, and

• in relation to a person who carries on a business of effecting public issues, or placings, or otherwise effects public issues, or placings, information relating to the issue, allotment or placing of the public issues or placings.

FA11/SCH23/PARA19

SI 2012/847/REG17