Skip to content
Solved
ConnectSearchBrowseDocs
Sign in

Contents

Legislation
Employment Tribunals Act 1996

PART 2A Financial penalties for failure to pay sums ordered to be paid or settlement sums

  • Section 37A Sums to which financial penalty can relate
  • Section 37B Financial award: unpaid amount
  • Section 37C Settlement sum: unpaid amount
  • Section 37D Unpaid amount of relevant sum: further provision
  • Section 37E Warning notice
  • Section 37F Penalty notice
  • Section 37G Appeal against penalty notice
  • Section 37H Interest and recovery
  • Section 37I Withdrawal of warning notice
  • Section 37J Withdrawal of penalty notice
  • Section 37K Replacement penalty notice
  • Section 37L Effect of replacement penalty notice
  • Section 37M Enforcement officers
  • Section 37N Power to amend Part 2A
  • Section 37O Modification in particular cases
  • Section 37P Giving of notices
  • Section 37Q Financial penalties for non-payment: interpretation
  1. Part 2A
  2. Withdrawal of warning notice

Section 37I | Withdrawal of warning notice F1

From legislation.gov.uk

(1)Where—F1F2

(a)a warning notice has been given (and not already withdrawn),F1

(b)it appears to the Secretary of State that—F1F3

(i)the notice incorrectly omits any statement or is incorrect in any particular, orF1

(ii)the warning notice was given in contravention of section 37E(3), andF1

(c)if a penalty notice has been given in relation to the warning notice, any appeal made under section 37G(1) has not been determined,F1

the Secretary of State may withdraw the warning notice by giving notice of withdrawal to the employer.

(2)Where a warning notice is withdrawn, no penalty notice may be given in relation to it.F1

(3)Where a warning notice is withdrawn after a penalty notice has been given in relation to it—F1

(a)the penalty notice ceases to have effect;F1

(b)any sum paid by or recovered from the employer by way of financial penalty payable under the penalty notice must be repaid to the employer with interest at the appropriate rate running from the date when the sum was paid or recovered;F1

(c)any appeal under section 37G(1) relating to the penalty notice must be dismissed.F1

(4)In subsection (3)(b), the appropriate rate means the rate that, on the date the sum was paid or recovered, was specified in section 17 of the Judgments Act 1838.F1

(5)A notice of withdrawal under this section must indicate the effect of the withdrawal (but a failure to do so does not make the notice of withdrawal ineffective).F1

(6)Withdrawal of a warning notice relating to a relevant sum does not preclude a further warning notice being given in relation to that sum (subject to section 37E(3)).F1

Notes

  1. F1

    Pt. 2A inserted (6.4.2016) by Small Business, Enterprise and Employment Act 2015 (c. 26), ss. 150(2), 164(1) (with s. 150(8)); S.I. 2016/321, reg. 3(d)

  2. F2

    Words in s. 37I(1) substituted (7.4.2026) by Employment Rights Act 2025 (c. 36), s. 159(3), Sch. 10 para. 10(b) (with s. 147, Sch. 11); S.I. 2026/323, reg. 4(1)(55)(a)

  3. F3

    Words in s. 37I(1)(b) substituted (7.4.2026) by Employment Rights Act 2025 (c. 36), s. 159(3), Sch. 10 para. 10(a) (with s. 147, Sch. 11); S.I. 2026/323, reg. 4(1)(55)(a)

PreviousNext
PrivacyCookiesTerms