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Contents

Official guidance
Economic Crime Supervision Handbook

ECSH45000 · Fit and proper and approvals

  • ECSH45025 · Convictions
  • ECSH45030 · The fit and proper test
  • ECSH45035 · Reconsideration of fit and proper
  • ECSH45075 · Approvals technical guidance
  • ECSH45125 · Money service business agent fit and proper test
  • ECSH45780 · Contents: operational guidance: authorisations decision maker roles explained
  • ECSH45785 · Contents: operational guidance: list of checks or tests conducted on each sector
  • ECSH45791 · Who needs to be declared as a beneficial owner, officer or manager (BOOM)
  • ECSH45792 · Contents: operational guidance: who needs to be declared as a BOOM? BOOM identified on companies house but missing from business application
  • ECSH45796 · Contents: operational guidance: confirming the identity of the BOOM - Approvals
  • ECSH45797 · Contents: operational guidance: confirming the identity of the BOOM - fit and proper test
  • ECSH45798 · Contents: operational guidance: confirming the identity of a beneficial owner, officer or manager: acceptable forms of ID
  • ECSH45799 · Contents: operational guidance: confirming the identity of a beneficial owner, officer or manager: ID documents not provided
  • ECSH45800 · Contents: operational guidance: requesting further information from a business, beneficial owner, officer or manager
  • ECSH45805 · Contents: operational guidance: further check/test of beneficial owners, officers or managers
  • ECSH45811 · Contents: operational guidance: the fit and proper test: what is tested? honesty and integrity
  • ECSH45812 · Contents: operational guidance: fit and proper what is tested: competence and capability
  • ECSH45813 · What is tested - financial soundness
  • ECSH45815 · Contents: Operational Guidance: The fit and proper test: Risk assessment and policies, controls and procedures inspection
  • ECSH45821 · Contents: Operational guidance: Fit and proper test failure: Individual failure
  • ECSH45822 · Contents: Operational Guidance: Fit and proper test failure: leaving a beneficial owner, officer or manager undetermined
  • ECSH45825 · Changes to a fit and proper determination
  • ECSH45830 · Authorisations caseworker action if other departmental interest is identified
  • ECSH45835 · Convictions that are not listed in Schedule 3 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017)
  • ECSH45840 · Applicant charged with an offence listed in Schedule 3
  • ECSH45845 · Offences under paragraphs 29 and 30, Schedule 3 of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017) offences
  1. Fit and proper and approvals: Contents
  2. Convictions that are not listed in Schedule 3 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017)

ECSH45835 | Convictions that are not listed in Schedule 3 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017)

From HM Revenue & Customs · Economic Crime Supervision Handbook

(This content has been withheld because of exemptions in the Freedom of Information Act 2000)

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